Silver Birch Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$391,360,101
Clients
229
Advisors
2
of 7 employees
About
Silver Birch Financial is a fee‑only investment adviser that provides comprehensive wealth management and financial planning to individuals, families, trusts and charitable organizations. Its services include holistic financial planning, discretionary portfolio management, referrals to third‑party money managers, and ERISA/IRA rollover guidance.
The firm records client objectives in an Investment Policy Statement and applies fundamental analysis alongside long‑ and short‑term strategies to construct, monitor and rebalance portfolios, with plans updated at least annually. Portfolios typically utilize equities, ETFs, no‑load mutual funds and fixed income, and the firm generally operates with discretionary trading authority.
Noteworthy features disclosed in the brochure include formal affiliations with other registered investment advisers—one principal holds an ownership interest in another RIA and another principal serves as president and chief compliance officer of a separate adviser and spends roughly 80% of their time there—alongside managing roughly $399 million in assets with a small advisory team. The firm also discloses that it does not impose a formal account minimum, requires clients to use major custodians (Schwab or Fidelity), and acknowledges limited custody arrangements when fees are withdrawn or when serving as an affiliated trustee.
Client services
Expertise
Fee options
0.30% to 1.00% annually, ranging by client and services requested
Minimum fee: Minimum annual financial planning fee of $2,500 per household, negotiable Fee-only: Fee-only investment advisory services (no commissions)
Main office
Middlebury VT
Advisors at this office
2
Most active in
California · Connecticut · District of Columbia · Florida · Maine · Massachusetts · New Hampshire · New York · Texas · Vermont
Also doing business as
Silver Birch Financial LLC · Silver Birch Financial, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Megan M
Series 65
Middlebury, VT
Silver Birch Financial LLC
Megan Mandigo is a financial advisor at Silver Birch Financial LLC with four years of industry experience. She holds a Series 65 designation and previously worked at Marble Trail Advisors and Parlour LLC. Silver Birch Financial is a fee-only investment adviser that provides comprehensive wealth management and financial planning to individuals, families, trusts, and charitable organizations. The firm uses fundamental analysis combined with long- and short-term strategies to manage portfolios primarily composed of equities, ETFs, no-load mutual funds, and fixed income.
Matthew W
Series 66
Middlebury, VT
Silver Birch Financial LLC
Matthew Wootten is a financial advisor at Silver Birch Financial LLC with 23 years of industry experience. He holds the Series 66 designation and has previously worked at Morgan Stanley, Rock Point Advisors, and Addison Advisors LLC dba Marble Trail Advisors. Silver Birch Financial is a fee-only investment adviser providing comprehensive wealth management and financial planning services to individuals, families, trusts, and charitable organizations. The firm uses fundamental analysis and both long- and short-term strategies to manage discretionary portfolios, typically utilizing equities, ETFs, no-load mutual funds, and fixed income.
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