Silver Leaf Financial, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$9,471,468
Clients
24
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
24
TypicalAverage account size
$394,645
About
Silver Leaf Financial provides portfolio management, selection of other advisers, and general consulting primarily to individual investors. The firm offers both discretionary and non‑discretionary management and typically requires a $250,000 minimum account, tailoring advice to clients’ stated objectives and risk tolerance.
The firm’s investment process emphasizes continuous monitoring and customized portfolios, including the use of firm model portfolios and predefined strategies; it primarily recommends mutual funds and exchange‑traded funds and may employ charting analysis and occasional short‑term trading when deemed suitable. Silver Leaf also recommends and monitors third‑party money managers when appropriate and advises across a range of instruments (equities, ETFs, mutual funds, fixed income, CDs, and options), honoring client‑imposed written restrictions.
A noteworthy feature disclosed in the brochure is that the adviser is separately licensed as an insurance agent and may earn commission income from insurance product sales, and the firm may, at its discretion, offset advisory fees with such commissions—an arrangement the brochure identifies as a potential conflict of interest. The brochure reports approximately $7,991,719 in client assets under management as of March 31, 2025 for a relatively small roster of individual clients, and it also discloses that the firm may share in advisory fees charged by recommended third‑party managers.
Client services
Portfolio management
Selection of other advisers
General consulting
Expertise
Active portfolio management
Fee options
$250,000 - $999,999: 1% $1M - $1,999,999: 0.90% $2M - $2,999,999: 0.70% $3M - $3,999,999: 0.50% $4M+: 0.40%
Insurance product sales with commissions earned separately from advisory fees.
$150 per hour for general consulting services, negotiable depending on scope and complexity.
Account minimum: $250,000
Main office location
Silver Leaf Financial, Inc.
9375 E Shea Blvd, Suite 100
Scottsdale AZ 85260, United States
Number of offices
2
Most active in
Silver Leaf Financial, Inc. has reported serving >5 clients in these states in the last 12 months.
Arizona · Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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