Silverlight Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$63,298,725
Clients
49
Advisors
1
of 4 employees
About
Silverlight Asset Management provides ongoing portfolio management and financial planning to individuals — including high-net-worth clients — as well as partnership accounts and charitable organizations. The firm creates a documented Investment Strategy Proposal for each client and offers both discretionary and non-discretionary management tailored to clients’ goals, risk tolerance, and time horizon.
The firm’s approach is equity‑focused and employs a mix of analytic methods (fundamental, technical, quantitative, charting, cyclical analysis, and modern portfolio theory) and implements long‑term, short‑term and options strategies. SAM documents client risk tolerances in the Investment Strategy Proposal, reviews accounts at least monthly, and requires clients to custody assets with a specified broker‑dealer (Charles Schwab & Co., Inc.) for trade execution.
Noteworthy for a firm of its size, SAM offers educational seminars or workshops and includes training and education in its Code of Ethics, an uncommon feature among peers. It also discloses potential client‑elected use of margin and active options trading (including uncovered positions), provides complimentary financial planning for clients with over $1 million in assets under management, and manages roughly $63 million for fewer than 50 client relationships, indicating a relatively concentrated client roster.
Client services
Expertise
Fee options
Financial planning fees range from approximately $1,000 to $5,000 for clients with AUM below $1 million; clients with AUM over $1 million receive financial planning at no charge as a complementary service.
$0 - $3,000,000: 1.30% $3,000,001 - $6,000,000: 1.00% $6,000,001+: 0.70%
Account minimum: $500,000
Main office
23 Corporate Plaza Drive, Suite 150
Newport Beach CA 92660
Advisors at this office
1
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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