S
Simaan Investment Management, L.L.C.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$562,000
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Simaan Investment Management, L.L.C. provides discretionary portfolio management to individuals (including high‑net‑worth clients), corporations, and other investment advisers. Its services include a long‑term equity strategy, a retirement strategy that combines fixed‑income, equities and protective options, a short‑term equity options strategy, and third‑party management arrangements; certain offerings are limited to accredited or qualified investors.
The firm’s approach blends a value‑oriented, margin‑of‑safety equity philosophy with tactical use of covered and listed options to generate income and hedge downside risk in retirement accounts. For its options-focused strategy the adviser trades exchange‑listed options in separately managed accounts, commonly invests its own capital alongside clients, and states it does not use margin when trading those options.
Compared with peers, the firm is notable for running derivatives‑based strategies inside separately managed accounts and for employing performance‑based compensation on some services—both features that are uncommon among independent advisers. The adviser also emphasizes policies to address mixed fee arrangements and selects custodians for execution capability and digital servicing, and the firm’s principal holds the CFA designation.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Retirement income strategy
Fee options
$0 - $1,000,000: 0.75% annually for equity strategy with performance fees (qualified investors) Above $1,000,000 - /: 0.65% annually for equity strategy with performance fees (qualified investors) $0 - $1,000,000: 1.50% annually for equity strategy without performance fees Above $1,000,000 - /: 1.25% annually for equity strategy without performance fees $0 - /: 1.25% annually for retirement strategy $0 - /: 0.55% annually for third party management services (equity and retirement strategies)
10% of profits above high watermark for equity strategy (qualified investors); 25% of profits above high watermark for options strategy; assessed quarterly
Account minimum: $100,000 Fee-only: Annual fees as specified above; no commissions or markups
Main office location
Simaan Investment Management, L.L.C.
Chicago IL, United States
Number of offices
1
Most active in
Simaan Investment Management, L.L.C. has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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