SimpliPhi Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
SimpliPhi Capital provides fee-based investment management and one-time financial planning services to individuals, trusts, estates, and charitable organizations. The firm’s brochure discloses percentage-of-assets billing for discretionary portfolio management and fixed fees for financial planning deliverables to be completed within six months.
The advisor describes a tactical allocation approach intended to reduce risk and pursue performance, using both fundamental and technical analysis and a wide range of instruments (exchange-listed and OTC securities, corporate and municipal debt, CDs, commercial paper, options, foreign securities and ADRs). Financial planning services may include portfolio customization, tax optimization, cash-flow and estate planning, with implementation left to the client unless a separate implementation agreement is executed.
Noteworthy details in the ADV include that SimpliPhi Capital was formed in February 2026 and reported no clients or assets under management at the time of the brochure, a profile that is less common among independent advisors. The brochure also discloses that the principal holds CFP and CFA credentials and spends approximately 40% of his time consulting for a European firm advising expatriates—an outside-business activity explicitly disclosed alongside other operational practices such as not voting client proxies and not charging performance-based fees.
Client services
Expertise
Fee options
Financial planning services fixed fees generally range between $1,000 and $5,000, negotiated and contracted with client in advance.
$0 - $1,000,000: 1.00% $1,000,000 - $3,000,000: 0.75% $3,000,000 - $6,000,000: 0.50% $6,000,000+: 0.25%
Main office
Englewood CO
Advisors at this office
1
Most active in
California · Colorado · Texas
Also doing business as
Harrison Brook Usa · Simpliphi Capital · Simpliphi Capital, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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