SimplySmart Asset Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
SimplySmart Asset Management provides discretionary, fee‑based investment management and advisory services primarily to individual investors and trusts, with an emphasis on generating yield and income while seeking to reduce fees, current taxes, and overall portfolio risk through diversification. The firm reports roughly $29.4 million in discretionary assets under management and states a cumulative account minimum of $2,000,000 while retaining discretion to accept smaller accounts.
The firm follows a top‑down, asset allocation–driven process that emphasizes principal preservation before growth and constructs individually tailored global portfolios rather than using model portfolios. Portfolios may include ETFs, mutual funds, individual equities and bonds, closed‑end funds, partnerships, and private or illiquid investments; the firm manages accounts on a discretionary basis, monitors positions, and rebalances only when necessary.
Noteworthy characteristics relative to peers include the very small scale of the practice — one advisor and five clients — combined with explicit use of private and illiquid investments alongside traditional public funds. The firm’s senior investment officer maintains substantive external industry and executive roles, and the firm does not vote client proxies, which may differ from many similarly sized advisers.
Client services
Expertise
Fee options
0.80% annually
Starting at $500 per hour, negotiated in advance
Account minimum: $2,000,000
Main office
San Francisco CA
Advisors at this office
1
Most active in
California
Also doing business as
Simplysmart Asset Management · Simplysmart Asset Management, Inc. · Sylvia Shiu Han Kwan
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
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