Simpson Capital Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides personalized, fee-only investment management and financial planning to individuals, families and institutions, managing roughly $20 million for about 70 clients. It does not accept sales-based compensation or recommend commissioned products, and it avoids private placements, margin, and leveraged products.
Investment decisions are based on economic and fundamental analysis aimed at estimating intrinsic value, using exchange-listed equities, bonds, mutual funds, index funds and ETFs; asset allocation ranges from passive, capital-preservation approaches to active, growth-oriented strategies depending on client objectives. The firm monitors accounts daily, typically manages assets on a discretionary basis while allowing client-imposed restrictions, and applies explicit concentration limits (no more than 15% in any non-diversified holding and 50% in diversified products).
Noteworthy features include a long-tenured principal who is a CFA charterholder, a strict no-commission, no-affiliation business model, and a personal trading policy that generally limits staff trading to mutual funds. The firm also distributes a quarterly newsletter and holdings lists to clients and prospects, may negotiate fee reductions for certain groups (including military personnel), and discloses a resolved 2011 regulatory revocation related to a filing requirement in its history.
Client services
Expertise
Fee options
Under $1,000,000 - $1,000,000: 1 percent per annum $1,000,000 - $3,000,000: 0.75 percent per annum Above $3,000,000+: 0.5 percent per annum
Fee-only: Fee-only investment management; no commissions or additional advisory fees charged by the firm.
Main office
Laguna Niguel CA
Advisors at this office
1
Most active in
California
Also doing business as
Simpson Capital Management · Simpson Capital Managment, Inc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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