SIMS Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$8,957,232
Clients
16
Advisors
1
of 2 employees
About
Sims Capital Management LLC provides investment advisory services to retail investors and acts as portfolio manager for two investment funds, making and monitoring investment decisions on clients’ behalf with accounts maintained at third‑party custodians. The firm’s investment work emphasizes common stocks, preferred stocks, closed‑end mutual funds and special situations.
Sims Capital generally operates with discretionary authority to implement trades and conducts ongoing monitoring of client accounts, although it will consult with clients prior to transactions in some cases. The firm discloses a practice of prioritizing client allocations when presented with limited investment opportunities, with principals ineligible to participate until client needs are met.
It is atypical among similar advisers to both manage investment companies and to count investment funds among clients; Sims Capital states it serves two investment funds in addition to retail investors. The firm also reports no disciplinary history and notes it does not receive compensation from custodians, which it identifies as reducing certain custody‑related conflicts.
Client services
Expertise
Fee options
1.00% annually with a $10,000 minimum fee, which may be waived; lower fees may be negotiated for accounts above $3,000,000
Account minimum: $1,000,000 Minimum fee: $10,000 annual minimum fee, may be waived in whole or in part
Main office
225 E. Mason Street, Suite 802
Milwaukee WI 53202
Advisors at this office
1
Most active in
Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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