Single A Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$17,310,000
Clients
13
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
13
TypicalAverage account size
$1,331,538
About
Single A Capital is an independent, state‑registered investment adviser that provides discretionary investment management primarily to individuals and high‑net‑worth clients through portfolios of public equities, mutual funds and exchange‑traded funds. The firm manages a modest number of accounts (roughly $17.13 million in total) and generally requires a $1,000,000 account minimum for its investment management services, though that requirement may be waived in certain circumstances.
The firm’s investment approach centers on two principal strategies: a growth‑stock approach that combines fundamental screening (more than 20 proprietary screens) with technical timing to identify timely U.S. and occasionally non‑U.S. equity ideas, and a distressed‑equity‑index strategy that seeks country‑level or sector rebound opportunities using low‑cost ETFs and multi‑year holding periods. Portfolios are managed on a discretionary basis with ongoing monitoring and rebalancing, and the firm discloses procedures for side‑by‑side management when performance‑based and asset‑based accounts coexist.
Distinctive features noted in the brochure include the firm’s use of performance‑based compensation for qualified clients—an annual profit allocation up to 25% subject to a high‑water mark in addition to asset‑based fees—which is uncommon among peers, and its reliance on Interactive Brokers as custodian and execution venue. The firm is a solo practitioner practice focused on HNW clients (rather than mass‑market individuals) and describes the capacity to invest in foreign markets, consistent with the firm’s atypical non‑U.S. client exposure relative to most independent advisers.
Client services
Portfolio management
Expertise
Active portfolio management
Concentrated stock management
Fee options
Up to 1.5% annually, billed monthly
Up to 25% of annual net realized and unrealized profits, subject to a high water mark, billed annually
Account minimum: $1,000,000
Main office location
Single A Capital, LLC
New York NY, United States
Number of offices
1
Most active in
Single A Capital, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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