SIP Financial Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$27,254,713
Clients
70
Advisors
1
of 1 employees
About
SIP Financial Services is a sole‑proprietor registered investment adviser that works with individuals as well as institutional clients, including pension and profit‑sharing plans and charitable organizations. The firm offers financial planning and consulting, discretionary and non‑discretionary portfolio management, and pension consulting services tailored to each client’s needs.
The firm generally provides portfolio supervision and periodic rebalancing but, as disclosed, manages essentially all reported assets on a non‑discretionary basis as of December 31, 2025 while having added an optional discretionary authority in a recent update. SIP’s investment process draws on fundamental, technical, and cyclical analysis and can include long‑ and short‑term trades and the use of options and margin where appropriate to client objectives.
Noteworthy for a small, independent adviser, SIP explicitly provides pension consulting to plan sponsors — including plan reviews, asset selection, participant education, and assistance with third‑party administrator relationships — and serves charitable and other institutional clients in addition to individuals. The firm recently transitioned to SEC registration after exceeding $25 million in regulatory assets under management and participates in Charles Schwab’s Advisor Services platform for custody and trade execution.
Client services
Expertise
Fee options
$500 to $5,000 (financial planning services)
$0 - $500,000: 1.25% $500,001+: 1.00%
$150 to $250 per hour (financial planning services)
Main office
133 Saratoga Road, Suite #5
Glenville NY 12302
Advisors at this office
1
Most active in
New York
Also doing business as
Rosenbaum, Lanny, Kevin · Sip Financial Services
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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