Sirius Wealth Management Strategies, LLC

Sirius Wealth Management Strategies provides customized investment management and financial planning services to individuals (including high-net-worth clients), trusts and estates, pension and profit-sharing plans, and business entities. The firm’s services include goal setting, risk assessment, strategic asset allocation, ongoing portfolio monitoring and execution through qualified custodians, and it coordinates with outside tax and legal professionals as part of its client work.

The firm’s investment approach emphasizes high-quality, low-cost core holdings—primarily no-load mutual funds and ETFs—supplemented by selected active managers, occasional individual securities, and diversified asset classes (including real assets and REITs). Sirius uses fundamental, qualitative and quantitative analysis with a long-term, diversified focus, offering discretionary management and tailored solutions while also advising clients on equity compensation and other employer-based awards.

In contrast with the small subset of independent advisers that operate as registered representatives of broker‑dealers, Sirius’s brochure states it is not a broker‑dealer, does not accept sales commissions or third‑party referral fees, and recommends custody at Schwab while disclosing receipt of institutional support services. The firm also discloses the use of illiquid alternative and private investments for qualified clients and specific valuation practices for private positions—features and conflict‑of‑interest disclosures that may be less common among similarly sized peers.