Sirmium Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$6,500,000
Clients
60
Advisors
2
of 2 employees
About
Sirmium Capital is a small, fee-only registered investment adviser that provides discretionary portfolio management and investment advice to individual investors and nonprofit organizations; the firm reports managing roughly $6.5 million for about 60 clients. Services focus on customized asset allocation and ongoing account monitoring delivered by the sole adviser.
The firm’s investment process relies on fundamental and cyclical analysis and implements both long-term and short-term strategies across individual equities, fixed income, mutual funds, and ETFs. Sirmium Capital provides regular oversight and issues a monthly newsletter to clients and prospective clients summarizing market developments and portfolio reviews.
What distinguishes the firm from many peers is its willingness to use performance-based fee arrangements for larger accounts and to present performance information publicly, practices that are uncommon among independent advisers. The brochure also highlights that the adviser works with charitable organizations, offers preferential fee treatment for first responders and military clients, and supplements advisory work with a periodic client newsletter.
Client services
Expertise
Occupation focus
Fee options
$0 - $1,100,000: 2% $0 - $1,100,000: 1% for first responders, active military, reserve or veterans (unless account is greater than $1.1 million)
For clients with assets over $1.1 million: 0.5% of assets plus 25% of profits above a 4% annual threshold.
Account minimum: $10,000 Fee-only: Annual investment advisory fees based on percentage of assets under management, no commissions accepted.
Main office
Katonah NY
Advisors at this office
2
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
William H
Series 65
Katonah, NY
Sirmium Capital, LLC
William Harrison is the sole advisor at Sirmium Capital, LLC, an independent firm based in Katonah, NY. He holds a Series 65 designation and has seven years of industry experience. Harrison also works in a project management role at Deutsche Bank, where he assists in tracking findings and reporting risks to senior management. Sirmium Capital provides discretionary portfolio management and investment advice to individual investors and nonprofit organizations, focusing on customized asset allocation and ongoing account monitoring. The firm employs fundamental and cyclical analysis and implements both long- and short-term strategies across various asset classes, serving approximately 60 clients with a fee-only structure.
Daniel L
Series 63, Series 65
Katonah, NY
Sirmium Capital, LLC
Daniel Lampier is a financial advisor at Sirmium Capital, LLC with credentials including the Series 63 and Series 65 licenses. He has 14 years of experience at Northwestern Mutual Investment Management and 15 years at Northwestern Mutual Life Insurance Company. Sirmium Capital is a small, fee-only registered investment adviser that provides discretionary portfolio management and investment advice to individual investors and nonprofit organizations. The firm emphasizes customized asset allocation and ongoing account monitoring, utilizing fundamental and cyclical analysis with both long-term and short-term strategies across various asset classes.
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