Six Sigma Wealth Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$5,407,000
Clients
8
Advisors
1
of 1 employees
About
Six Sigma Wealth Advisors provides fee-based investment management, financial planning, and consulting to individuals, trusts, pension plans, charitable organizations and estates. The firm also acts as an insurance agent, manages variable annuity subaccounts, and offers public and private educational seminars and workshops.
The firm applies a tactical asset allocation process using both fundamental and technical analysis, with an emphasis on avoiding large losses through modest gains; strategies discussed in the brochure include use of inverse funds, paired trades, protective options and short positions. Accounts are monitored and rebalanced at least annually, and Six Sigma may accept limited discretionary authority while offering ongoing consultations and plan implementation services.
What is distinctive for this adviser compared with peers is the combination of pension/401(k) consulting with active insurance-product services (including variable annuity subaccount management) and the availability of multiple fee arrangements (fixed, hourly and percentage‑of‑AUM) alongside educational seminar programming. The brochure also discloses practices that are less common among peers — potential borrowing/shorting in separately managed accounts, explicit recognition of ERISA fiduciary duties for plan clients, and receipt of occasional travel or marketing reimbursements from product sponsors.
Client services
Expertise
Fee options
Financial planning fixed fees agreed in advance based on client complexity; consultation fixed fees generally $350 to $5,000, negotiable
$0 - $1,000,000: 2.50% (Non-ERISA accounts) $1,000,001 - $5,000,000: 1.50% (Non-ERISA accounts) $5,000,001 - $25,000,000: 1.00% (Non-ERISA accounts) Over $25,000,000+: 0.50% (Non-ERISA accounts) $0 - $1,000,000: 2.00% (401K and ERISA accounts) $1,000,001 - $5,000,000: 1.50% (401K and ERISA accounts) $5,000,001 - $25,000,000: 1.00% (401K and ERISA accounts) Over $25,000,000+: 0.50% (401K and ERISA accounts)
Earn commissions as independent insurance agents for selling non-security insurance products
Financial planning hourly rates: $350/hour (IAR), $100/hour (Paraplanner), $50/hour (Administrative Support); Consultation hourly rates: $500/hour (IAR), $100/hour (Paraplanner), $50/hour (Administrative Support)
Fee-only: Financial planning fees charged as fixed fee or hourly rate; fixed fee amount negotiated case-by-case; hourly rates: $350/hour (IAR), $100/hour (Paraplanner), $50/hour (Administrative Support); consultation services charged hourly up to $500/hour (IAR), $100/hour (Paraplanner), $50/hour (Admin), or fixed fee $350 to $5,000 (negotiable)
Main office
9375 East Shea Blvd., Suite 100
Scottsdale AZ 85260
Advisors at this office
1
Most active in
Arizona
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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