SL Capital logo

SL Capital

Updated today

Client assets under management

$230,289,447

Clients

229

28% high-net-worth

Advisors

4

of 4 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

57

Typical

Average account size

$1,005,631

About

SL Capital provides discretionary portfolio management to individuals, high‑net‑worth clients, trusts, estates, charitable organizations, and business entities, tailoring asset allocation and ongoing supervision to each client’s stated objectives. The firm focuses on managed portfolios and model‑based advisory services rather than offering standalone financial planning as part of its advisory brochure.

Investment implementation is largely supported by a sub‑adviser relationship (Foundations Investment Advisors LLC), which the firm uses for trading, back‑office support, model portfolios, and fee processing while SL Capital retains client supervision and rebalancing responsibilities. Portfolios may include a broad mix of securities — equities, fixed income, ETFs, options, structured notes, and alternative investments accessed via the CAIS platform — and the firm discloses use of option strategies, leveraged/inverse and buffer ETFs, and other higher‑complexity instruments.

Noteworthy distinctions include an affiliated insurance agency (SL Risk Management LLC) and dually licensed staff who may sell commissionable insurance products, a practice the firm discloses as a potential conflict of interest to clients. The brochure also highlights assistance with securities‑backed lines of credit (SBLOCs), explicit disclosures about political and AI risks, and the firm’s use of AI tools for service delivery and meeting recordings, all of which the firm says it manages through disclosure and client consent.

Client services

Portfolio management

Expertise

Private / alternative investments Options & derivatives strategies Concentrated stock management Wealth management

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Fee options

Percentage

Up to 2.00% annually, payable monthly in arrears based on average daily assets of the prior month

Commissions

Commission-based compensation earned by affiliated insurance agents for insurance products sold, separate and distinct from advisory fees

Other

Account minimum: $500,000

Main office location

SL Capital

20707 N Pima Rd, Ste 205

Scottsdale AZ 85255, United States

Number of offices

1

Most active in

Arizona · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Marcus P

Series 65

Scottsdale, AZ

SL Capital

Marcus Pimentel is a Series 65-licensed financial advisor with three years of industry experience. He currently serves at SL Capital and Foundations Investment Advisors, LLC. Outside of finance, he is involved in academic and tutoring services through Pimentel Academic Services and works as a designer and administrator with Prometheus Innovations LLC. SL Capital is a four-advisor team providing discretionary portfolio management to individuals, trusts, estates, charitable organizations, corporations, and other business entities. The firm uses proprietary and third-party model portfolios, with day-to-day management and reporting handled by a sub-adviser, tailoring allocations to client objectives.

Private / alternative investments Options & derivatives strategies Concentrated stock management Wealth management
user avatar

Zachary B

Series 63, Series 65

Scottsdale, AZ

SL Capital

Zachary Brodt is a financial advisor at SL Capital in Scottsdale, AZ, with 19 years of industry experience. He holds Series 63 and Series 65 designations. His prior roles include positions at First Financial Equity Corporation and Raymond James & Associates. SL Capital is a four-advisor team providing discretionary portfolio management to individuals, trusts, estates, charitable organizations, corporations, and business entities. The firm manages approximately $206.3 million in discretionary assets, using proprietary and third-party model portfolios, with day-to-day trading and reporting handled by a sub-adviser under SL Capital’s supervision.

Private / alternative investments Options & derivatives strategies Concentrated stock management Wealth management
user avatar

Joshua H

Series 65

Scottsdale, AZ

SL Capital

Joshua Harter is a financial advisor at SL Capital in Scottsdale, AZ, holding a Series 65 designation with seven years of industry experience. His prior roles include positions at Foundations Investment Advisors, LLC, First Financial Equity Corporation, and Mobivity Holdings Corp. SL Capital provides discretionary portfolio management to individuals, trusts, estates, charitable organizations, corporations, and other business entities through a four-advisor team. The firm manages approximately $206.3 million in discretionary assets, serving about 168 clients, and uses proprietary and third-party model portfolios with day-to-day trading overseen by a sub-adviser.

Private / alternative investments Options & derivatives strategies Concentrated stock management Wealth management
user avatar

Nathan C

Series 65

Scottsdale, AZ

SL Capital

Nathan Craft is a financial advisor at SL Capital with a Series 65 designation and two years of industry experience. His prior work includes roles at Texas Christian University, BAY Tax Services, Lee & Associates, Brophy College Prep, and St. John XXIII Catholic School. SL Capital is a four-advisor team that provides discretionary portfolio management to individuals, trusts, estates, charitable organizations, corporations, and other business entities. The firm manages approximately $206.3 million in discretionary assets using proprietary and third-party model portfolios, with day-to-day trading and reporting handled by a sub-adviser under SL Capital’s supervision.

Private / alternative investments Options & derivatives strategies Concentrated stock management Wealth management
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