SL Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
SL Capital provides discretionary portfolio management and wealth advisory to individuals (including high‑net‑worth clients), trusts, estates, and business entities. Services combine firm supervision and client servicing with model‑driven portfolio implementation and access to alternative investments through third‑party platforms and a firm‑managed private alternatives fund.
The firm tailors asset allocations using proprietary and third‑party model portfolios while delegating trading, reporting, and fee billing to a sub‑adviser (Foundations Investment Advisors) and qualified custodians. Portfolios may include public equities, fixed income, options strategies, and illiquid alternatives, and the firm explicitly discloses risks tied to securities‑backed lines of credit, political developments, and the use of AI tools in its processes.
Distinctive features called out in the brochure include an affiliation with SL Risk Management LLC and dually licensed Associated Persons who may sell commission‑based insurance products, a relationship the firm notes as a potential conflict of interest. The firm also solicits client investment in its SL Capital Alternatives Fund and uses both a sub‑advisor arrangement and third‑party portals (e.g., CAIS) to source alternative offerings, steps it discloses and supervises in its compliance materials.
Client services
Expertise
Fee options
up to 2.00% annually
Certain associated persons earn commission-based compensation for selling insurance products, separate from advisory fees.
Account minimum: $500,000
Main office
20707 N Pima Rd, Ste 205
Scottsdale AZ 85255
Advisors at this office
4
Most active in
Arizona · Texas
Also doing business as
Sl Capital · Slt Holdings LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Marcus P
Series 65
Scottsdale, AZ
SL Capital
Marcus Pimentel is a financial advisor at SL Capital with a Series 65 designation and three years of industry experience. He previously worked at Foundations Investment Advisors, LLC, and is involved in academic and tutoring services through Pimentel Academic Services, as well as design and administration with Prometheus Innovations LLC. SL Capital provides discretionary portfolio management and wealth advisory services to individuals, trusts, estates, and business entities, utilizing model-driven portfolio implementation and offering access to alternative investments through third-party platforms and a firm-managed private alternatives fund.
Zachary B
Series 63, Series 65
Scottsdale, AZ
SL Capital
Zachary Brodt is a financial advisor at SL Capital with 19 years of industry experience. He holds Series 63 and 65 licenses and has worked at several firms including Raymond James & Associates, First Financial Equity Corporation, and Foundations Investment Advisors. SL Capital provides discretionary portfolio management and wealth advisory services to individuals, trusts, estates, and business entities. The firm uses a combination of proprietary and third-party model portfolios, offering access to alternative investments through sub-advisers and private funds.
Joshua H
Series 65
Scottsdale, AZ
SL Capital
Joshua Harter is a financial advisor at SL Capital in Scottsdale, AZ, holding a Series 65 designation with eight years of industry experience. His prior roles include positions at Foundations Investment Advisors and First Financial Equity Corporation. SL Capital provides discretionary portfolio management and wealth advisory services to individuals, trusts, estates, and business entities. The firm employs proprietary and third-party model portfolios and offers access to alternative investments through third-party platforms and a firm-managed private alternatives fund.
Nathan C
Series 65
Scottsdale, AZ
SL Capital
Nathan Craft is a financial advisor at SL Capital with one year of industry experience. He holds a Series 65 designation and has prior work experience that includes roles at Texas Christian University, BAY Tax Services, Lee & Associates, and Brophy College Prep. SL Capital provides discretionary portfolio management and wealth advisory services to individuals, trusts, estates, and business entities. The firm uses proprietary and third-party model portfolios and offers access to alternative investments through third-party platforms and a firm-managed private alternatives fund.
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