Slater Tompkins Legacy, LLC
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About
Slater-Tompkins Legacy, LLC is a newly established, fee-only advisory firm that provides comprehensive financial planning and non-discretionary portfolio management services to individuals and families. In addition to individualized planning and portfolio guidance, the firm may present educational seminars and webinars for general informational purposes.
The firm follows a goals-based, comprehensive planning methodology that incorporates retirement projections, cash flow analysis, tax coordination, and asset allocation guidance, while clients retain final decision-making authority. Accounts and plans are reviewed at least annually and more frequently when clients experience material changes or request updates.
Compared with peers in its category, the firm combines several statistically uncommon features: it offers both fixed-fee and hourly billing arrangements and provides formal financial planning and individual portfolio management despite reporting no assets under management or active registered advisors at the time of filing. The firm does not act as a private fund adviser, does not take custody of client assets, and permits client-directed brokerage and reasonable client-imposed investment restrictions.
Client services
Expertise
Fee options
Comprehensive Financial Plan: $3,000
$200 per hour
Continued Financial Planning: $100 per month
Fee-only: Comprehensive Financial Plan: $3,000; Hourly Advisory Services: $200 per hour; Comprehensive Plan + Continued Financial Planning: $3,000 initial fee + $100/month
Main office
Santa Rosa CA
Advisors at this office
1
Most active in
California
Also doing business as
Slater Tompkins Legacy, LLC · Slater Tompkins Legacy, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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