Slaton Capital Advisors

Slaton Capital Advisors provides wealth advisory and investment management to individuals and high‑net‑worth clients as well as trusts, estates, pension and profit‑sharing plans, and corporations or other business entities. Services described in the brochure include financial planning, tax planning, portfolio management, consulting, and the selection of third‑party asset managers, often delivered as an all‑inclusive retainer program.

The firm’s investment approach is academically based and emphasizes diversification, asset allocation, and risk management, measuring expected returns on a net‑of‑costs basis and using tools such as Monte Carlo simulation in financial plans. Slaton Capital generally seeks discretionary trading authority, performs ongoing monitoring, and may place client assets with third‑party asset managers and wrap‑style TPAM platforms (including the AssetMark platform).

Compared with many independent solo advisors, Slaton’s brochure discloses an unusually broad client mix for a small firm—serving corporate and institutional/pension clients in addition to individuals—and the use of wrap/TPAM arrangements for client accounts. The firm notes negotiable minimums, documents conflicts through a written Code of Ethics, does not charge performance‑based fees, and provides quarterly custodian statements while declining proxy‑voting authority.