Slingshot Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Slingshot Financial provides consulting and institutional sales (third‑party promoter) services to asset managers and financial technology companies, and also offers discretionary investment management to individual investors, including non‑high‑net‑worth and high‑net‑worth clients. The firm operates at a small scale and uses a percentage‑of‑assets fee model for its advisory services.
Investment decisions are guided by Modern Portfolio Theory and a blend of fundamental, technical, and macroeconomic analysis, with portfolios constructed from passive and active strategies using ETFs, mutual funds, stocks, and publicly traded REITs. Clients are onboarded through an interview and standardized risk assessment, with discretionary management, periodic rebalancing, and the option to allocate portions of portfolios to independent sub‑advisors selected by the firm.
What distinguishes the firm from many peers is its hybrid business model: it combines institutional sales and solicitation arrangements with retail investment management, and the firm’s principal is also registered as a broker‑dealer representative to facilitate promoter activities — a relationship the brochure discloses and describes mitigation steps for. The firm also offers hourly consulting engagements and retains the authority to select and compensate sub‑advisors, and it discloses receiving certain custodial benefits from its chosen custodian.
Client services
Expertise
Fee options
$3,400 per month plus 30% of manager's advisory fee for institutional sales services; $12,000 flat fee for short-term three-month institutional sales engagements
0.90% annually
$100.00 per hour for consulting services
Main office
Denver CO
Advisors at this office
1
Most active in
Colorado
Also doing business as
Slingshot Financial · Slingshot Financial LLC · Slingshot Financial Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
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Trust company
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Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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