Slingshot Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$100,000
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Slingshot Financial provides consulting and institutional sales (third‑party promoter) services to asset managers and financial technology companies, and also offers discretionary investment management to individual investors, including non‑high‑net‑worth and high‑net‑worth clients. The firm operates at a small scale and uses a percentage‑of‑assets fee model for its advisory services.
Investment decisions are guided by Modern Portfolio Theory and a blend of fundamental, technical, and macroeconomic analysis, with portfolios constructed from passive and active strategies using ETFs, mutual funds, stocks, and publicly traded REITs. Clients are onboarded through an interview and standardized risk assessment, with discretionary management, periodic rebalancing, and the option to allocate portions of portfolios to independent sub‑advisors selected by the firm.
What distinguishes the firm from many peers is its hybrid business model: it combines institutional sales and solicitation arrangements with retail investment management, and the firm’s principal is also registered as a broker‑dealer representative to facilitate promoter activities — a relationship the brochure discloses and describes mitigation steps for. The firm also offers hourly consulting engagements and retains the authority to select and compensate sub‑advisors, and it discloses receiving certain custodial benefits from its chosen custodian.
Client services
Portfolio management
Selection of other advisers
Referral services
Expertise
Active portfolio management
Passive / index investing
Real estate investing
Fee options
$3,400 per month plus 30% of manager's advisory fee for institutional sales services; $12,000 flat fee for short-term three-month institutional sales engagements
0.90% annually
$100.00 per hour for consulting services
Main office location
Slingshot Financial
Denver CO, United States
Number of offices
1
Most active in
Slingshot Financial has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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