Sloan Advisory Group, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary investment management and comprehensive financial planning to individual and high-net-worth clients, managing approximately $63.6 million in discretionary assets for a limited client base. Services outlined in the brochure include tailored portfolio construction, retirement and tax-aware planning, college savings analysis, insurance reviews, and assistance establishing accounts with custodians.
Its investment approach emphasizes asset-class allocation and Modern Portfolio Theory to build diversified portfolios aligned with each client’s objectives, time horizon, and risk tolerance, with the adviser implementing strategies on a discretionary basis and accepting reasonable client-imposed restrictions. The firm conducts periodic account reviews triggered by changes in circumstances or performance and relies on custodian statements for client reporting rather than providing separate written management reports.
A feature that sets the firm apart from most peers is the provision of educational seminars and workshops to organizations and the public, delivered as general financial education rather than individualized advice. The firm’s principal holds professional financial planning credentials and the firm has a documented succession agreement with another advisory firm to address continuity of service.
Client services
Expertise
Fee options
Financial planning fixed fees ranging from $3,500 to $15,000, negotiable.
$0 - $750,000: 1.00% $750,000.01 - $5,000,000: 0.75% $5,000,000.01+: 0.375%
Financial planning hourly fee: $275/hour with a minimum of 3 hours.
Account minimum: No minimum account requirement; however, there is a minimum annual fee of $7,500 (which may be waived at the firm's discretion). Minimum fee: $7,500 minimum annual fee, may be waived or reduced at the firm's discretion. Fee-only: Financial planning fixed fees from $3,500 to $15,000; hourly financial planning fees at $275/hour with a minimum of 3 hours.
Main office
237 Glen Street, Suite 109
Glens Falls NY 12801
Advisors at this office
1
Most active in
New York · Oregon · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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