SLR Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
SLR Advisors is an independent, single-advisor registered investment adviser that provides discretionary asset management to individuals and high‑net‑worth clients. The firm reports managing approximately $6.05 million in client assets across roughly 50 client relationships and constructs portfolios using stocks, bonds, mutual funds, ETFs and other securities.
The firm combines fundamental analysis with technical and cyclical charting and employs a mix of long‑term, short‑term and trading strategies, including the use of options and related derivatives described in the brochure. Portfolios are tailored to client objectives, reviewed at least quarterly, and generally managed on a discretionary basis with clients able to request reasonable investment restrictions.
Distinctive features noted in the brochure include a detailed discussion of options and derivative risks in managed accounts and an established Code of Ethics that requires pre‑clearance and quarterly personal trading reports for supervised persons, practices that are less common among solo independent advisers. The principal’s disclosure of insurance licenses and the firm’s routine practice of providing verbal account reviews annually (with written reports available upon request) further reflect a small, hands‑on operating model and specific compliance and communication practices.
Client services
Expertise
Fee options
Under $1,000,000 - $1,000,000: 1.75% $1,000,000 - $3,000,000: 1.25% Over $3,000,000+: Negotiable
Main office
Santa Rosa CA
Advisors at this office
1
Most active in
California
Also doing business as
Slr Advisors · Slr Asset Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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