SmartAlpha Wealth Advisors LLC
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About
SmartAlpha Wealth Advisors primarily manages pooled vehicles and institutional assets and provides continuous investment management alongside a range of financial planning services. The firm offers ongoing comprehensive planning, project-based engagements, and hourly planning arrangements and delivers written or electronic financial plans to clients.
Its investment approach emphasizes strategic asset allocation and Modern Portfolio Theory, blending passive and active strategies and allowing tactical deviations from long-term target weights. The brochure also states the firm may employ derivatives and options strategies, including covered call writing, and discloses the specific risks associated with those instruments.
Distinctive elements include principals with engineering and technology backgrounds who maintain outside professional roles and passive real‑estate investments, and the firm’s recent formation with no reported assets under management to date. Operational practices that differ from many peers include a policy not to aggregate block trades and a preference for a fully digital custodian platform, combined with the availability of hourly planning services that are less common for managers focused on pooled or institutional assets.
Client services
Expertise
Occupation focus
Fee options
Project-Based Financial Planning fixed fees range from $400 to $12,000 depending on complexity
$0 - $249,999: 1.50% $250,000 - $499,999: 1.25% $500,000 - $999,999: 1.00% $1,000,000+: 0.75%
$300 per hour for hourly financial planning engagements
Account minimum: $100,000 (may be waived at firm's discretion) Fee-only: Ongoing Comprehensive Financial Planning: Up to $500 upfront plus $200 - $1,000 per month; Project-Based Financial Planning: Fixed fee $400 - $12,000; Hourly Financial Planning: $300 per hour
Main office
Chandler AZ
Advisors at this office
2
Most active in
Arizona
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Rajkumar K
Series 65
Chandler, AZ
SmartAlpha Wealth Advisors LLC
Rajkumar Khandelwal is a financial advisor at SmartAlpha Wealth Advisors LLC with three years of industry experience. He holds a Series 65 designation and has worked at Intel Corp since 1998. SmartAlpha Wealth Advisors primarily manages pooled vehicles and institutional assets while offering a range of financial planning services. The firm’s investment approach combines passive and active strategies with an emphasis on strategic asset allocation and Modern Portfolio Theory, and it provides flexible planning arrangements including hourly planning services.
Sandeep S
Series 65
Chandler, AZ
SmartAlpha Wealth Advisors LLC
Sandeep Shah is a Series 65-licensed advisor at SmartAlpha Wealth Advisors LLC with three years of industry experience. He also serves as a Principal at NorthStar International Ventures, a technology consulting and advisory firm focused on software companies and the retail service industry. Shah devotes significant time to this non-investment-related business. SmartAlpha Wealth Advisors primarily manages pooled vehicles and institutional assets, providing continuous investment management alongside various financial planning services. The firm combines passive and active strategies based on Modern Portfolio Theory and employs tactical deviations, derivatives, and options within its strategic asset allocation.
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