A complete list of active advisors currently associated with SMEAC Financial, LLC
Warmer can help you find a great advisor at SMEAC Financial, LLC or one who fits your needs even better.
The firm's sole investment adviser serves individual clients, high‑net‑worth individuals and business entities, providing discretionary and non‑discretionary portfolio management, financial planning, and consulting. It charges percentage‑of‑AUM advisory fees and also offers family office and wealth transfer planning services in addition to standard portfolio management. Investment advice is tailored to each client and may use unaffiliated model portfolios, with ongoing monitoring and rebalancing. The firm’s stated investment toolkit includes fundamental and technical analysis and, notably for a small, solo adviser, may employ options, margin, short sales, frequent trading and exposure to leveraged ETFs and derivatives, which can increase complexity and risk. Compared with peers, the firm is relatively small—managing roughly $10.7 million for about 22 clients—but offers family office services and insurance product sales (the adviser is separately licensed as an insurance agent, which can create commission conflicts). The firm also requires use of a specific custodian (Charles Schwab) and discloses receipt of brokerage research/benefits, and it recorded a 2024 regulatory examination finding related to recordkeeping and disclosure that resulted in a Consent Order and $3,000 civil penalty in September 2025.
To learn more about the advisors currently working at SMEAC Financial, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Nolensville, TN
| 45
|
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")