Smith Company Financial Advisors / Fusion Funds
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Fusion Advisor (doing business as Smith Company Financial Advisors / Fusion Funds) is a California-registered investment adviser that provides non-discretionary investment advisory services to individual clients, delivering asset allocation guidance and portfolio recommendations tailored to each client’s financial circumstances, objectives, and risk tolerance. As of December 31, 2024, the firm managed approximately $400,000 in client assets and offers model allocations and rebalancing guidance.
The firm’s work centers on asset allocation analysis and portfolio construction, with recommendations subject to client review and approval; Fusion Advisor does not place trades or exercise discretionary authority. Client accounts are reviewed periodically based on need, and clients retain responsibility for selecting custodians and executing transactions, with the firm offering general assistance if requested.
Noteworthy for a firm in an investment-manager category, Fusion Advisor primarily serves individual, non-discretionary accounts rather than pooled or institutional mandates, an arrangement that is less common among peers. Fees are negotiated individually and may include percentage-of-assets or fixed arrangements; the firm does not charge performance-based fees, does not have custody of client assets, and is unaffiliated with any broker-dealer or referral compensation arrangements.
Client services
Fee options
Fees may be a fixed fee as agreed in the advisory agreement.
Fee-only: Fees are negotiated individually and may be based on percentage of assets under advisement, a fixed fee, or other agreed arrangements as specified in the advisory agreement.
Main office
Chino Hills CA
Advisors at this office
1
Most active in
California
Also doing business as
Fusion Advisor · Fusion Funds · Private Wealth Asset Management · Smith Company Financial Advisors · Smith Company Financial Advisors / Fusion Funds · Smith Company Private Asset Management · Smith Company Retirement Plan Services
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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