A complete list of active advisors currently associated with Smithbrook, LLC

Warmer can help you find a great advisor at Smithbrook, LLC or one who fits your needs even better.

Smithbrook primarily serves high‑net‑worth and other individual clients as well as trusts, estates, business entities, and charitable organizations, typically working with accredited investors and clients who meet a multi‑million dollar account minimum. The firm offers discretionary and non‑discretionary portfolio management, development of written investment policy statements, aggregation and consolidated reporting, and due diligence and coordination when allocating to third‑party sub‑advisers. The firm’s investment process is individualized and policy‑driven, using qualitative analysis and quantitative modeling to set asset allocation and monitor portfolios over time. For certain accounts Smithbrook combines directly indexed equity sleeves with options and other derivative positions—and may use margin and tax‑sensitive techniques—to manage risk and portfolio characteristics, an approach that can involve higher trading activity and volatility. What is noteworthy about Smithbrook compared with many peers is the explicit use of derivatives and options inside separately managed accounts, a practice that is relatively uncommon among supported firms. The firm also manages a small, concentrated client roster relative to its assets under management and generally limits clients to accredited investors with a $3 million minimum (subject to waiver), supporting customized solutions and standalone consolidated reporting engagements.

To learn more about the advisors currently working at Smithbrook, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.