A complete list of active advisors currently associated with SML Capital LLC
Warmer can help you find a great advisor at SML Capital LLC or one who fits your needs even better.
SML Capital LLC provides asset management and portfolio management services primarily for individual clients, managing about $28 million on behalf of roughly 56 client accounts. The firm operates as a small independent advisory practice with a single primary advisor supported by one additional employee. The firm charges standard percentage‑of‑AUM management fees and, notably, accepts performance‑based fees for some accounts, meaning a portion of compensation can be tied to investment results. Client relationships are handled through individualized portfolio management rather than through significant ancillary business activities, and the adviser is subject to routine regulatory oversight and supervision. What sets the firm apart is the principal’s non‑traditional background: a doctoral degree in molecular biology combined with prior roles at large financial firms before founding this advisory practice, an uncommon profile among solo advisers. The brochure discloses no outside business activities or disciplinary history and emphasizes direct asset management as the firm’s core service offering.
To learn more about the advisors currently working at SML Capital LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
San Diego, CA
| 26
|
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)