SMR Strategic Investments, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
SMR Strategic Investments, LLC provides investment advisory and portfolio management services to individual clients, with an emphasis on ongoing portfolio management and financial planning. The firm reports approximately $8.6 million in assets under management across 16 client relationships.
The firm's principal holds both CFP and CIMA certifications and combines financial planning principles with investment management practices; the brochure also discloses significant prior experience in options trading and trading-related businesses. SMR notes adherence to a code of ethics and regulatory oversight and maintains privacy controls to safeguard clients’ non-public information.
Distinctive features include the combination of an institutional-focused CIMA credential with an active options trading background and disclosed outside business activity as a commercial property co-owner, each noted as limited in time commitment. The firm’s very small client base and stated board service in the nonprofit sector further differentiate it from larger independent peers by indicating a narrow, directly managed client focus.
Client services
Expertise
Main office
Glen Ellyn IL
Advisors at this office
1
Most active in
Illinois
Also doing business as
Smr Investments LLC · Smr Strategic Investments, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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