Snow Financial Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Snow Financial Management provides personalized, discretionary investment management and financial advice to individuals, high net worth clients, trusts, retirement accounts, charitable organizations, and businesses. Services are delivered through separately managed accounts with ongoing monitoring and the ability for clients to place reasonable investment restrictions on their portfolios.
The firm constructs portfolios based on client-specific objectives, risk tolerance, and time horizon, and selects equities, fixed income, mutual funds, ETFs and other securities using public research and proprietary analytics. It may employ derivatives and options strategies within separately managed accounts—alongside tactics such as short sales, structured notes, and REIT allocations—rather than relying on third‑party managers.
Snow Financial Management is distinctive for its documented use of derivatives in separately managed accounts and for principal‑level involvement with derivatives trading and clearing organizations, which contributes specialized operational experience with swap and options markets. Founded in 1997 and managing about $97.6 million in discretionary assets with a small advisory team, the firm serves a compact client base that allows for focused, individualized account oversight and portfolio transition management.
Client services
Expertise
Fee options
0.35% to 2.00% per annum (negotiable based on account size, complexity, and other factors)
Account minimum: $500,000 (may be waived at the discretion of SFM) Fee-only: Management fees based on assets under management; no commissions or other compensation for sale of securities.
Main office
See officeWatermill NY
Advisors at this office
2
Most active in
California · Florida · New York
Also doing business as
Michael Snow D/B/A Snow Financial Management · Snow Asset Management, LLC · Snow Financial Management · Snow Financial Management, LLC · Snow, Michael
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Mark S
Series 66
Watermill, NY
Snow Financial Management, LLC
Mark Snow is a financial advisor at Snow Financial Management, LLC with 18 years of industry experience. He has worked at HSBC Securities (USA) Inc. for four years and has been associated with HSBC since 1998. Snow holds a Series 66 designation. Snow Financial Management provides personalized, discretionary investment management and financial advice to individuals, high net worth clients, trusts, retirement accounts, charitable organizations, and businesses. The firm constructs portfolios tailored to client-specific objectives and risk tolerance, employing equities, fixed income, mutual funds, ETFs, derivatives, options, and other securities with ongoing monitoring and individualized account oversight.
Michael S
Series 65
Watermill, NY
Snow Financial Management, LLC
Michael Snow is a financial advisor at Snow Financial Management, LLC with 29 years at the firm and 11 years of industry experience. He holds a Series 65 credential. Mr. Snow serves on the boards of several derivatives trading and clearing organizations, including BGC Derivative Markets, Cantor Clearinghouse, and Fenics Markets Xchange. Snow Financial Management provides personalized, discretionary investment management to individuals, trusts, retirement accounts, charitable organizations, and businesses. The firm uses a client-focused approach to build portfolios with individual securities, mutual funds, ETFs, and derivatives strategies, managing approximately $98.6 million in assets across about 49 client relationships.
Irene H
Series 65
Encino, CA
Snow Financial Management, LLC
Irene Hecht is a Series 65-licensed financial advisor at Snow Financial Management, LLC with 11 years of industry experience. She has been with Snow Financial Management since 2016. Snow Financial Management provides discretionary investment management and financial advice to individuals, high net worth clients, trusts, retirement accounts, charitable organizations, and businesses. The firm constructs portfolios tailored to client objectives and uses a range of securities and strategies, including derivatives and options, with a focus on personalized account oversight.
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