Soaring Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Soaring Capital Management, LLC provides comprehensive wealth management — combining investment management and holistic financial planning — primarily for high net worth and ultra-high net worth families, retirement plans, business entities, trusts and charitable organizations. The firm manages roughly $55 million for a small roster of clients and generally requires a minimum relationship size of $1 million, reflecting a focus on concentrated, advisory relationships.
The firm’s investment approach is institutionally oriented and evidence-based, grounded in modern portfolio theory and long-term asset allocation while allowing tactical adjustments when markets appear inefficient. Portfolios are built mainly with exchange-listed instruments but the firm also recommends private and alternative investments, uses options and lending strategies where appropriate, and incorporates tax-aware “tax alpha” techniques and personalized investment policy statements.
Compared with many independent, solo-advisor firms that serve primarily non-HNW individuals, this firm emphasizes access to private-market allocations and strategies more typical of hedge funds, private equity and quantitative managers. It also deploys quantitative tools and generative AI/machine-learning assistance (with human oversight), offers ESG/DEI customization to manage responsible-investing preferences, and limits custody to fee withdrawal and standing-letter-of-authorization arrangements.
Client services
Expertise
Fee options
$500,000 - $999,000: 1.25% per annum $1,000,000 - $2,999,999: 1.00% per annum $3,000,000 - $4,999,999: 0.75% per annum $5,000,000 - $9,999,999: 0.50% per annum $10,000,000+: 0.40% per annum
Account minimum: $1,000,000 Fee-only: Fee-based advisory services; no commissions or other compensation from product sponsors or third parties.
Main office
Darien CT
Advisors at this office
1
Most active in
Connecticut
Also doing business as
Soaring Capital · Soaring Capital Management, LLC
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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