Soaring Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,541,376
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
32
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
32
HighAverage account size
$48,168
About
Soaring Investment Management, LLC provides discretionary asset management, one-time comprehensive financial plans, ongoing financial consulting, and ERISA plan services for individuals and plan sponsors, including 401(k), pension and profit‑sharing plans. Client relationships vary in scope and length, and the firm documents client goals and permits client‑imposed investment restrictions.
The firm’s investment process is built on fundamental analysis and a long‑term purchase orientation, with asset allocation, security selection and portfolio monitoring tailored to each client’s stated objectives and risk tolerance under discretionary authority. Accounts are reviewed at least quarterly and financial planning clients receive scheduled meetings and ongoing check‑ins as part of the firm’s service model.
Distinctive aspects include delivering ERISA 3(21) and 3(38) fiduciary services to qualified retirement plans and working with corporate or business clients, a set of services that is less common for solo independent advisers. The brochure also discloses a 2019 state consent order resulting in a monetary penalty for unregistered advisory activity and describes operational practices — including a firm proprietary trading account, aggregated client trading, and custodial disclosures that note margin interest — that investors may consider when evaluating the firm.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
General retirement planning
Retirement income strategy
General tax planning
Wealth management
Fee options
$50 per month with a maximum of $600 annually plus a one-time $250 initial setup fee for financial consulting
$0 - $500,000: 1.50% annually $500,000.01 - $1,000,000: 1.20% annually $1,000,000.01 - $5,000,000: 1.00% annually $5,000,000.01 - $10,000,000: 0.90% annually $10,000,000.01+: 0.80% annually
$250 per hour for financial planning
Account minimum: $500,000
Main office location
Soaring Investment Management, LLC
Sioux Falls SD, United States
Number of offices
1
Most active in
Soaring Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
South Dakota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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