Sobora Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
SOBORA Capital provides non‑discretionary asset management, capital markets advisory, financial planning, and consulting services to a broad set of institutional and pooled clients as well as businesses, nonprofits, educational institutions, and government entities. The firm also offers ERISA plan advisory, private placement advisory, and project financing services targeted to businesses such as real estate developers, construction and engineering firms.
Portfolios are managed under customized investment policy statements with rebalancing and trade execution conducted only with client approval; the firm uses fundamental, technical and cyclical analysis together with third‑party research and recognized benchmarks. SOBORA Capital also delivers one‑time and ongoing financial planning and consulting, conducts annual reviews, and provides participant education for retirement plans.
The firm is affiliated with licensed real estate, mortgage and insurance businesses and may offer those services outside the advisory agreement; affiliated transactions can result in commissions for those non‑advisory services, though clients are not required to use them. SOBORA Capital’s practice is notable among peers for its emphasis on pension/ERISA consulting and participant education, its community outreach workshops offered at no cost, and its willingness to accept hourly and success‑driven arrangements for consulting and private‑placement or project‑finance engagements; the firm currently reports no assets under management.
Client services
Expertise
Occupation focus
Fee options
Flat fees ranging from $1,000 to $25,000 for financial planning services depending on complexity; $500 annual review fee
$0 - $5,000,000: 1.25% $5,000,001 - $10,000,000: 0.80% $10,000,001 - $20,000,000: 0.70% $20,000,001 - $30,000,000: 0.60% $30,000,001+: 0.50%
$150 to $300 per hour for financial planning and consulting
Account minimum: $100,000 Minimum fee: Minimum annual fee of $1,000 Fee-only: Fee-only investment advisory firm; no commissions accepted for portfolio implementation
Main office
4900 Hopyard Road, Suite 100
Pleasanton CA 94588
Advisors at this office
1
Most active in
California
Also doing business as
Sobora Capital · Sobora LLC · Sobora LLC Dba Sobora Capital
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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