A complete list of active advisors currently associated with SoCal Planners, Inc

Warmer can help you find a great advisor at SoCal Planners, Inc or one who fits your needs even better.

The firm provides investment supervisory services, financial planning, and periodic investment advice to individuals, trusts, 401(k) participants and business entities. It operates on a fee basis for asset management and planning and also discloses offering tax-preparation and insurance/annuity services as part of its broader client support. Advisory services are delivered through a consultative, non‑discretionary model in which the firm documents client objectives, recommends investment strategies, and obtains client approval before effecting trades; account reviews are performed at least quarterly and methods of analysis include fundamental, technical and cyclical approaches. Clients receive written account statements from custodians and may engage the firm for hourly or flat-fee periodic advice in addition to ongoing portfolio management. Noteworthy distinctions disclosed in the brochure include that the firm’s principal maintains a tax‑preparation practice and is a licensed life insurance agent, activities the firm identifies as potential conflicts of interest, and that a substantial portion of assets under management are handled on a non‑discretionary basis. The brochure also discloses soft‑dollar benefits from its preferred custodian and references third‑party ratings in its materials, items that are less common among independent, single‑advisor firms.

To learn more about the advisors currently working at SoCal Planners, Inc, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.