A complete list of active advisors currently associated with SoCal Planners, Inc
Warmer can help you find a great advisor at SoCal Planners, Inc or one who fits your needs even better.
SoCal Planners serves individuals, trusts, estates, 401(k) plans and corporate/business entities, offering investment supervisory (asset management), periodic investment advice, and one‑off financial planning. The brochure describes services that include determining financial objectives, cash‑flow and insurance reviews, investment management, education funding and retirement planning, and notes the firm may receive commissions for the sale of fixed life insurance or annuity products. The firm generally manages client portfolios on a non‑discretionary basis, obtaining client approval before executing trades and performing quarterly (or more frequent) reviews; its stated methods include fundamental, technical and cyclical analysis to inform allocations. It also provides periodic advice (hourly engagements commonly used for defined contribution/401(k) plan selection) and financial plans that offer suggested target allocations while treating specific investment selection and ongoing monitoring as separately billed services. What distinguishes the practice is its combination of advisory services with tax preparation and insurance activities: the brochure discloses the principal spends approximately 50% of his time preparing tax returns (Enrolled Agent) and is a licensed life insurance agent, with insurance commissions disclosed and limited relative to firm revenue. The firm reports $2,476,288.43 of client assets managed on a non‑discretionary basis and explicitly accepts corporate/business clients and 401(k) plan work, features that are less common among independent, single‑advisor firms.
To learn more about the advisors currently working at SoCal Planners, Inc, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Valencia, CA
| 11
|
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