Social Impact Investments Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Social Impact Investments Inc. provides ongoing portfolio management to individuals, including high‑net‑worth clients, and prepares a documented Investment Policy Statement for each relationship. The firm reports managing about $4.67 million in discretionary assets across eight client accounts.
Investment advice primarily emphasizes equities while also using fixed income, ETFs, Treasury‑inflation‑protected securities and non‑U.S. securities, with a long‑term trading horizon informed by both fundamental and quantitative analysis. Portfolios are tailored to clients’ goals and risk tolerance, reviewed at least quarterly, and the adviser may operate under discretionary authority when authorized.
Noteworthy features include a very small, concentrated client base and explicit policies that allow client‑imposed investment restrictions for values or beliefs (while reserving the right to end the relationship if such restrictions prevent proper service). The firm names Interactive Brokers as its recommended custodian, does not participate in wrap programs or accept soft‑dollar benefits, and does not aggregate trades across multiple client accounts.
Client services
Expertise
Fee options
2.00% annually for all assets, negotiable
Account minimum: $5,000 ($3,000 if client is under age 26)
Main office
Huntersville NC
Advisors at this office
1
Most active in
North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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