Soesbe Financial

Soesbe Financial is a state-registered investment adviser that manages roughly $84 million in discretionary assets for a small base of individual and high-net-worth clients. The firm offers integrated portfolio management and comprehensive financial planning and, for qualifying clients, includes individual tax preparation and notary services within its ongoing service package.

The firm constructs client portfolios using model allocations informed by fundamental analysis and Modern Portfolio Theory, with a primary emphasis on passive investment vehicles such as index mutual funds and ETFs; accounts are managed on a discretionary basis and reviewed at least quarterly. Financial planning is available both as an ongoing integrated service and as standalone hourly engagements, with a limited-scope follow-up advisory option reserved for prior planning clients.

What is distinctive about the firm relative to many peers is the integration of tax-preparation capability and the principal’s tax credential (Enrolled Agent), while limiting tax work to individual returns and capping availability for that service; these features are uncommon among supported firms. The adviser also conducts occasional educational seminars and speaking engagements (sometimes pro bono) and provides ancillary services such as notary assistance, reflecting a broader service mix than is typical for firms of this size.