SoHo Financial Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
SoHo Financial Services provides discretionary investment advisory and portfolio management services to a mix of individual clients (including high-net-worth) as well as charitable organizations, corporations and institutional clients. Offerings described in the brochure include individualized portfolio management, model portfolio strategies, and focused consulting on topics such as retirement and estate planning.
The firm’s investment process combines asset-allocation model portfolios (the brochure lists SFS Fixed Income, SFS Income, SFS Balanced, SFS Growth & Income and SFS Equity) with fundamental, technical, quantitative and qualitative analyses, and accounts are monitored and reviewed on a regular basis with opportunities for clients to impose reasonable investment restrictions. Clients retain ownership of securities and custodians hold assets; account supervision is performed on a discretionary basis in line with stated objectives and tax considerations.
What is distinctive for this independent advisory practice is the combination of institutional portfolio management and formal consulting engagements alongside typical individual advisory services, a mix that is less common among similar small independent firms. The brochure also discloses affiliated family and asset-management entities and a proxy policy under which the firm does not vote client securities, leaving voting and related decisions to clients.
Client services
Expertise
Fee options
Consulting Services fees typically range from $50,000 to $200,000 based on the arrangement
$0 - $1,000,000: 1.50% $1,000,001+: 1.00%
Account minimum: $1,000,000
Main office
1187 Coast Village Road, Suite 546
Montecito CA 93108
Advisors at this office
1
Most active in
California
Also doing business as
My New Financial Advisor · Soho Financial Services LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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