Soina Financial Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary investment management primarily to individual clients, including high‑net‑worth individuals, and offers portfolio management tailored through client discussions and financial reviews. It reports an account minimum of $125,000 and manages approximately $1.22 million in discretionary assets across about ten client accounts.
Investment decisions are guided by modern portfolio theory and a belief that markets are generally efficient, with portfolios built largely from passive, asset‑class mutual funds and ETFs and supplemented by selected separate account managers. The firm also uses a range of strategies — including long‑ and short‑term holdings and options strategies such as covered calls and spreads — and states it may employ futures and other derivatives within managed accounts.
What distinguishes the firm from many independent peers is its use of derivatives in separately managed accounts and its disclosure that it advertises hypothetical performance in its materials, both of which are uncommon for firms in this category. The firm is a solo adviser who conducts annual account reviews personally and requires clients to custody assets at a specified broker‑dealer with custodian debit arrangements for advisory fees.
Client services
Expertise
Fee options
2.0% annually
Account minimum: $125,000
Main office
12890 Keystone Ct
Alpharetta GA 30009
Advisors at this office
1
Most active in
Georgia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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