SOL Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$8,509,606
Clients
20
Advisors
1
of 1 employees
About
Sol Financial is a small independent advisory firm that serves individuals, high-net-worth clients, charitable organizations, pension and profit-sharing plans, and certain investment-company clients. The firm provides discretionary portfolio management, financial planning, and venture capital advisory services, and may recommend private placements including an affiliated private real estate debt fund to eligible investors.
The firm documents client goals and risk tolerances in an Investment Policy Statement, accepts discretionary trading authority to implement asset allocation and security selection, and performs at least quarterly account reviews. Its investment methods include fundamental and quantitative analysis, modern portfolio theory, technical/charting approaches, and it may deploy long- and short-term trading, options, margin, private placements, and venture capital positions where suitable.
Compared with peers, Sol Financial’s combination of venture capital advisory work, an affiliated fund that originates and holds real estate debt, and personnel affiliations with insurance and real estate brokerage activities is uncommon for a firm of its size. Those relationships and any resulting manager compensation are disclosed to clients and managed through suitability reviews and informed-consent documentation, and the firm’s client base notably includes investment-company clients and various institutional and charitable account types that are less common among similar independent advisers.
Client services
Expertise
Fee options
Financial planning fixed fees range from $2,500 to $25,000; Venture capital fixed advisory fees range from $5,000 to $50,000 (both negotiable)
$0 - $999,999: 1.75% $1,000,000 - $4,999,999: 1.50% $5,000,000+: 1.25%
Main office
2665 S Bayshore Dr, Suite 220/94
Miami FL 33133
Advisors at this office
1
Most active in
California · Florida · Texas
Also doing business as
Sol Financial · Sol Financial LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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