S
Solid Rock Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$18,000,000
Clients
18
11% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
TypicalAverage account size
$1,000,000
About
Solid Rock Capital Management serves individuals, high-net-worth individuals, and small businesses with comprehensive financial planning and portfolio management focused on retirement readiness, cash-flow modeling, investment planning, tax planning, and insurance/risk management. The firm frames engagements around whole-person plans that integrate multiple accounts and life-stage considerations.
The investment approach blends fundamental analysis (including discounted cash flow valuation) with technical indicators, seeks diversified allocations, and intentionally limits trading to reduce transaction costs. Plans are tailored with tax-aware considerations—Roth/Traditional IRA composition, qualified plan contributions, net unrealized appreciation, and liquidity needs are explicitly analyzed as part of the planning process.
Compared with many peers, the firm regularly offers public educational seminars and workshops at no charge, presenting general financial-planning topics while reserving personalized advice for clients who engage the firm. The adviser provides hands-on oversight—monthly account reviews and detailed reporting—and accepts discretionary authority while allowing clients to impose reasonable security-level restrictions.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
General retirement planning
Cash flow / budgeting
General tax planning
Wealth management
Fee options
$0 - $1,000,000: 1% annually $1,000,001 - $3,000,000: 1% annually $3,000,001 - $5,000,000: 0.75% annually $5,000,001+: 0.75% annually
Hourly service charges range from $150 to $500 per hour, depending on complexity; maximum fee $5,000 per plan.
Account minimum: $250,000 Fee-only: Fee-only firm; does not accept commissions or asset-based sales charges.
Main office location
Solid Rock Capital Management
Richardson TX, United States
Number of offices
1
Most active in
Solid Rock Capital Management has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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