Solist Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$115,613,323
Clients
84
Advisors
2
of 2 employees
About
The firm provides ongoing, discretionary portfolio management, pension consulting, and integrated financial planning to individuals, high-net-worth individuals, pension and profit-sharing plans, and business entities and related trusts. Services include investment strategy development, asset allocation and security selection, ongoing risk assessment, and coordination of investment decisions with clients’ broader financial circumstances.
Its investment approach combines fundamental, technical, quantitative, and macroeconomic analysis to construct tailored portfolios that are monitored continuously; the firm may employ long-term strategies and, where appropriate, margin, options, structured products, private placements, pooled investment vehicles, and digital assets. Management is generally fully discretionary, and the firm works with clients to establish objectives, risk tolerances, and any reasonable account restrictions that govern implementation.
Distinctive features include affiliated entities that operate an insurance brokerage, a mortgage brokerage, and a sponsor of private investment vehicles, and a supervised person who maintains a broker-dealer registration; the brochure discloses that affiliated insurance commissions, lending profit distributions, and fund-level management fees or carried interest create potential conflicts of interest. The firm also uses a specialized digital-asset custodian for certain holdings and discloses use of leverage and derivatives in client accounts, practices that are less common among similarly sized peers.
Client services
Expertise
Occupation focus
Fee options
$0 - $499,999: 1.30% $500,000 - $999,999: 1.15% $1,000,000 - $2,499,999: 1.00% $2,500,000 - $4,999,999: 0.90% $5,000,000 - $9,999,999: 0.80% $10,000,000 - $14,999,999: 0.70% $15,000,000 - $24,999,999: 0.50% $25,000,000+: 0.40%
Account minimum: $1,000,000 Minimum fee: Minimum annual advisory fee of $7,500, which may be waived or modified at the Firm's discretion
Main office
442 W Kennedy Blvd, Suite 290
Tampa FL 33606
Advisors at this office
2
Most active in
Florida
Also doing business as
Solist Financial · Solist Wealth Management · Solist Wealth Management LLC · Solist Wealth, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
Quick links
Advisors at this firm
Vansh P
Series 65
Tampa, FL
Solist Financial
Vansh Patel is a financial advisor at Solist Financial with a Series 65 designation and one year of industry experience. Before joining Solist Financial, he held roles at various firms including ABC Liquors and Maverick Fulfillment. He also has a background in education, having worked at The University of Tampa and local schools. Solist Financial provides discretionary portfolio management, pension consulting, and integrated financial planning services to individuals, high-net-worth clients, pension and profit-sharing plans, and business entities. The firm employs a combination of fundamental, technical, quantitative, and macroeconomic analysis to create tailored portfolios and utilizes a range of investment strategies including margin, options, and digital assets.
Michael R
Series 66
Tampa, FL
Solist Financial
Michael Rosenbach is a financial advisor at Solist Financial in Tampa, FL, holding a Series 66 designation with 10 years of industry experience. His prior roles include positions at Merrill and UBS Financial Services. Outside of advising, he is involved in several business ventures, including ownership and leadership roles in insurance, mortgage, and capital investment companies. Solist Financial provides discretionary portfolio management, pension consulting, and integrated financial planning to individuals, high-net-worth clients, pension and profit-sharing plans, and business entities. The firm employs a multifaceted investment approach incorporating fundamental, technical, quantitative, and macroeconomic analysis to create tailored portfolios, often utilizing advanced strategies and instruments.
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