Somnio Financial Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Somnio Financial Group, LLC is a fee‑only registered investment adviser that serves individual and high‑net‑worth clients with discretionary investment management, financial planning, and consulting. The firm primarily implements portfolios using exchange‑traded funds but also advises on mutual funds, individual equity and debt securities, options, variable annuities, employer‑sponsored retirement plans, and 529 plans.
Somnio tailors recommendations through written investment policy statements, typically meets with clients two to four times per year, and reviews managed accounts at least twice annually while exercising discretionary trading authority for managed portfolios. The firm integrates tax and planning considerations into its advice — one owner is an Enrolled Agent who devotes approximately 6% of his professional time to tax‑related work — and offers financial planning bundled with management for larger engagements or as standalone flat‑fee consulting.
Noteworthy operational features include a two‑advisor ownership managing about $168.3 million for roughly 103 clients, a practice requirement that client accounts be custodied at Charles Schwab & Co., and the receipt of soft‑dollar research benefits, which the firm discloses and addresses in its policies. Somnio does not vote client proxies (clients receive proxy materials directly) and states that it actively monitors and may maintain distressed investments as part of its planning and consulting services.
Client services
Expertise
Fee options
Financial planning and consulting fees from $1,000 to $20,000 annually for clients with less than $8,000 in investment management fees
$0 - $1,000,000: 1.00% annually $1,000,001 - $3,000,000: 0.50% annually $3,000,001+: 0.25% annually
Account minimum: $1,000,000 Minimum fee: Financial planning and consulting fees range from $1,000 to $20,000 annually on a flat fee basis for clients with less than $8,000 in annual investment management fees Fee-only: Fee-only financial planning, consulting, and investment management services
Main office
140 Glastonbury Blvd, Suite 450
Glastonbury CT 06033
Advisors at this office
2
Most active in
Connecticut · Florida
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Nicholas R
CFP®, Series 66
Glastonbury, CT
Somnio Financial Group, LLC
Nicholas Roy is a CERTIFIED FINANCIAL PLANNER™ professional with 19 years of industry experience. He has been with Somnio Financial Group, LLC since 2015 and holds a Series 66 license. The firm advises individuals and high-net-worth clients, offering discretionary investment management, financial planning, and consulting services with a fee-only model. Somnio primarily allocates client assets among exchange-traded funds and manages approximately $137.8 million for about 91 clients.
Robert R
CFP®, ChFC®, Series 66
Glastonbury, CT
Somnio Financial Group, LLC
Robert Roy Jr. is a CFP®, ChFC®, and holds a Series 66 license, with 21 years of industry experience. He is associated with Somnio Financial Group, LLC, where he has worked since 2015. Somnio Financial Group, LLC is a fee-only registered investment adviser serving individual and high-net-worth clients through discretionary investment management, financial planning, and consulting. The firm primarily uses exchange-traded funds and integrates tax and planning considerations into its advice, managing approximately $168.3 million for around 103 clients.
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