S
Sonrisa Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Sonrisa Investment Management LLC provides investment management primarily for pooled vehicles and institutional assets while also offering discretionary portfolio management, financial planning, and consulting services to select institutional and individual clients. The firm’s service menu includes ongoing annual retainer planning, one‑time financial plans, and both discretionary and non‑discretionary investment guidance.
The firm relies mainly on fundamental analysis and tailors asset allocation and investment decisions to client objectives, employing long‑ and short‑term purchases, trading, and options strategies as appropriate. Accounts are monitored on a continuous basis with formal reviews at least annually, and the firm accepts client‑imposed investment restrictions when they do not hinder its strategies.
Distinctive elements include an accounting and tax services affiliation: the firm’s principal operates a separate tax and real estate services business (MPT Global Management Services) and holds CPA and Enrolled Agent credentials, offering tax preparation and related services under separate engagements. Sonrisa also uses a mixed fee approach uncommon for its peer group — combining percentage‑of‑AUM portfolio fees with fixed or hourly fees for one‑time planning (typically $150–$300 per hour) — and discloses that certain representatives may receive insurance commissions in addition to advisory fees.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Income planning
Medicare planning
Long-term care insurance
Elder care planning
Fee options
Fixed fees for one-time financial planning generally range from $250 to $10,000
$0 - $100,000: 2.00% $100,001 - $250,000: 1.75% $250,001 - $500,000: 1.50% $500,001 - $2,000,000: 1.00% $2,000,001+: Negotiable
Commission-based compensation for insurance products sold by licensed individuals affiliated with the firm, approx. 15% or less of their time/income
Hourly fees generally range between $150 and $300 per hour
Minimum fee: Minimum monthly fee of $25.00 if annual fee calculation is below this amount Fee-only: Financial planning and consulting fees: $500 initial setup fee; annual fees typically $500 to $10,000 billed quarterly in advance; one-time financial planning fixed fees $250 to $10,000; hourly fees $150 to $300 per hour
Main office location
Sonrisa Investment Management, LLC
Irvine CA, United States
Number of offices
1
Most active in
Sonrisa Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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