Soo Financial L.L.C.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Soo Financial L.L.C. is an independent registered investment adviser operating as a single-advisor firm that manages about $23.2 million for 43 clients. Its Form ADV lists portfolio management for individual clients and also for institutional clients, and it identifies pension consulting among the advisory services offered.
The brochure describes ongoing portfolio management and covers the firm’s methods of analysis, investment strategies, and account review processes, along with disclosures about custody and brokerage practices. It also indicates the firm typically charges clients on a percentage-of-assets-under-management basis, a common billing approach for independent advisers.
What is distinctive is the combination of a small, solo-practitioner structure with institutional portfolio management and pension consulting services—capabilities that are uncommon among similarly sized independent firms. The inclusion of detailed disclosures on trade execution, custody, and proxy voting in the brochure suggests the firm has documented policies to support both individual and institutional clients.
Client services
Main office
Saline MI
Advisors at this office
1
Most active in
Michigan
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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