A complete list of active advisors currently associated with Sophis Investments LLC

Warmer can help you find a great advisor at Sophis Investments LLC or one who fits your needs even better.

Sophis Investments serves high-net-worth and individual investors, as well as trusts, endowments, foundations, pooled investment vehicles, and corporate clients. The firm provides discretionary portfolio management with tailored advisory services but does not offer comprehensive financial planning. The firm follows a concentrated, long-equity approach driven by bottom-up fundamental research and an unconstrained investment mandate, typically holding fewer than 20 positions with a low turnover orientation. Its process separates broadly undervalued “general” opportunities from event-driven “special situations,” and it will accept investor-imposed restrictions on separately managed accounts. Notably, Sophis manages pooled vehicles and accepts performance-based fee arrangements from qualified clients, features that are less common among comparable team firms; it maintains allocation and trade aggregation policies to address side-by-side management conflicts. The firm operates with a small advisory team overseeing roughly $130 million in client assets, recommends institutional custodians for execution and custody, and does not participate in wrap fee programs.

To learn more about the advisors currently working at Sophis Investments LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.