Sora Wealth, LLC

Sora Wealth, LLC is a registered independent investment adviser that provides personalized wealth management, financial planning, and discretionary portfolio management to individuals, high‑net‑worth clients, trusts, estates, charitable organizations, and business entities. The firm manages roughly $29.9 million for a small roster of clients and, like many independent advisers, offers both asset‑based advisory programs alongside standalone financial planning engagements.

The firm builds individualized asset allocation and investment plans using a mix of fundamental and technical analysis, monitoring accounts continuously and implementing changes under discretionary authority and via model portfolios administered with a sub‑adviser that handles trading and back‑office operations. Depending on client objectives and suitability, Sora Wealth may use a broad set of instruments and strategies — including options strategies, margin transactions, alternative and private funds, and leveraged/inverse or defined‑outcome ETFs.

Noteworthy differences from typical small independent advisers include an explicit disclosure about reliance on AI tools and a recent amendment to its risk disclosures addressing AI‑related risks and limitations of third‑party AI systems. The firm also delegates day‑to‑day trading, reporting, and billing to a sub‑adviser, treats cash and cash equivalents as part of assets under management for advisory purposes, and can be deemed to have custody in limited circumstances through client fee‑deduction authority or standing transfer authorizations.