Sorfis Investments, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$35,228,798
Clients
41
Advisors
2
across 2 offices
About
Sorfis Investments, LLC provides discretionary and non-discretionary portfolio management and related financial planning to individuals, high‑net‑worth individuals, and institutions. The firm reports $31,885,996 in discretionary assets and $3,343,016 in non‑discretionary assets (December 2025) and manages client accounts with documented investment policy statements and risk questionnaires.
Sorfis employs cyclical and fundamental analysis and places clients into one of two core strategies: a Diversified Strategy that emphasizes ETFs, equities and fixed income with attention to tax efficiency, and an Absolute Return Strategy that sets allocations based on valuation and focuses on individual domestic and international stocks and ETFs. The Absolute Return approach explicitly aims to outperform or match the S&P 500 with lower risk and may hold substantial cash when the firm does not find attractive investment opportunities.
The brochure highlights performance‑related objectives tied to benchmark outperformance and describes a Value InvestingWorld newsletter the firm operates, which together suggest the firm communicates performance and research to clients and subscribers. Sorfis also requires use of Interactive Brokers or Charles Schwab Advisor Services as custodians and discloses potential receipt of research and other soft‑dollar benefits from custodians, which it considers when selecting broker‑dealers.
Client services
Expertise
Fee options
Fixed yearly fee may be charged instead of percentage of assets under select circumstances if requested by client.
$0 - $10,000,000: 0.75% annually $10,000,000+: 0.50% annually
Account minimum: $250,000
Main office
See office155 Main St
Chardon OH 44024
Advisors at this office
1
Offices (2)
Most active in
North Carolina · Ohio
Also doing business as
Sorfis Investments · Sorfis Investments, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Joseph K
Series 65
Chardon, OH
Sorfis Investments, LLC
Joseph Koster is a financial advisor at Sorfis Investments, LLC with nine years of industry experience. He holds a Series 65 designation and previously worked at Boyles Asset Management, LLC for five years before joining Sorfis Investments in 2019. Outside of his advisory role, he serves as the editor of the Value Investing World newsletter. Sorfis Investments provides discretionary and non-discretionary portfolio management and financial planning services to individuals, high-net-worth clients, and institutions. The firm employs cyclical and fundamental analysis across its Diversified and Absolute Return strategies, focusing on tax efficiency and risk-adjusted performance.
Samuel D
Series 65
Charlotte, NC
Sorfis Investments, LLC
Samuel Di Fiore is a financial advisor at Sorfis Investments, LLC with three years of industry experience. He holds a Series 65 designation and has worked as an analyst at Avenel Financial Group and Co/Investor Club. His prior experience includes a role with the Boston Bruins and involvement in various business activities since 2016. Sorfis Investments, LLC provides discretionary and non-discretionary portfolio management and financial planning to individuals, high-net-worth clients, and institutions. The firm employs cyclical and fundamental analysis, offering core strategies focused on diversification and absolute return, with an emphasis on risk management and tax efficiency.
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