A complete list of active advisors currently associated with Sorsby Financial Corp.

Warmer can help you find a great advisor at Sorsby Financial Corp. or one who fits your needs even better.

Sorsby Financial Corp provides discretionary investment management and stand‑alone financial planning and consulting for individuals, high‑net‑worth clients and charitable organizations. The firm also offers brokerage execution through its affiliated broker‑dealer, and representatives can implement recommendations on a commission basis when clients choose that option. The firm allocates assets among individual equities, fixed income, mutual funds and ETFs and uses a variety of analytical methods (fundamental, technical, charting and cyclical) across long‑ and short‑term strategies. It generally recommends a single custodian platform but may execute certain fixed‑income or other trades through outside broker‑dealers or prime brokers, which can result in trade‑away or prime‑broker fees. Distinctive features include its dual registration as both an investment adviser and an SEC‑registered broker‑dealer and its ability to enter into performance‑based fee arrangements with qualified clients, both of which are uncommon among independent advisers. The firm’s brochure also discloses prior regulatory sanctions involving the firm’s principal related to recordkeeping and trade allocations and describes policies intended to address conflicts of interest and personal trading.

To learn more about the advisors currently working at Sorsby Financial Corp., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.