Sound Financial Solutions LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$17,899,678
Clients
87
Advisors
2
of 2 employees
About
Sound Financial Solutions LLC provides investment advisory, retirement-plan (pension) consulting, and financial planning services to individuals (including high-net-worth clients), households, and small businesses. The firm manages roughly $15.8 million for about 74 clients and uses percentage-of-AUM compensation common to firms in this category.
SFS creates an Investment Policy Statement for each client and offers both discretionary and non-discretionary portfolio management, relying on a mix of charting, fundamental, technical and cyclical analysis and employing both long-term and short-term trading strategies. Investment options are generally limited to mutual funds, equities, fixed income, ETFs (including precious metal ETFs), REITs and non‑U.S. securities, with accounts reviewed at least quarterly.
Distinctive operational features include managing client assets internally rather than engaging third‑party sub‑advisers and disclosing acceptance of soft‑dollar research or services while recommending TD Ameritrade Institutional as custodian. The firm also documents potential conflicts, maintains a written Code of Ethics, and explicitly includes more active techniques (short‑term trading and technical/charting analysis) and non‑traditional ETF exposures among its investable strategies, which may set its approach apart from primarily passive, long‑term planning practices.
Client services
Expertise
Fee options
$150 to $500 fixed fee
$0 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.90% annually $2,000,001 - $3,000,000: 0.80% annually $3,000,001 - $4,000,000: 0.70% annually $4,000,001 - $5,000,000: 0.60% annually $5,000,001+: 0.50% annually
$150 to $300 per hour
Main office
1900 S. Harbor City Blvd, Suite 305
Melbourne FL 32901
Advisors at this office
2
Most active in
Florida
Also doing business as
Clark Jr., Robert J · Sound Financial Solutions LLC · Sound Financial Solutions LLC.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Robert C
Series 66
Melbourne, FL
Sound Financial Solutions LLC
Robert Clark Jr. is a financial advisor at Sound Financial Solutions LLC with 23 years of industry experience. He holds the Series 66 designation and has been with Sound Financial Solutions since 2013. The firm provides investment advisory, retirement-plan consulting, and financial planning services to individuals, households, and small businesses. Sound Financial Solutions manages client assets internally and employs a blend of long-term and short-term strategies using various analysis techniques, offering a range of investment options including mutual funds, equities, fixed income, ETFs, REITs, and non-U.S. securities.
Luke O
Series 63, Series 65
Melbourne, FL
Sound Financial Solutions LLC
Luke Ottinger is a financial advisor with Sound Financial Solutions LLC in Melbourne, FL. He holds Series 63 and Series 65 licenses and has 23 years of industry experience. He has been with Sound Financial Solutions since 2013. Outside of his advisory role, he serves as a director of Minuteman Printery, Inc., a family-owned printing business, without compensation or active involvement. Sound Financial Solutions LLC provides investment advisory, retirement-plan consulting, and financial planning services to individuals, households, and small businesses. The firm manages approximately $15.8 million for around 74 clients, employing a mix of fundamental, technical, and cyclical analysis with both long-term and short-term trading strategies.
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