Sound Legacy Wealth Advisors, LLC logo

Sound Legacy Wealth Advisors, LLC

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Client assets under management

$89,000,000

Clients

41

49% high-net-worth

Advisors

2

of 2 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

21

Low

Average account size

$2,170,732

About

Sound Legacy Wealth Advisors serves individuals (including high‑net‑worth clients), trusts, estates, retirement plan participants and select institutional clients. The firm provides discretionary investment management and financial planning, and supplements those services with multi‑generational legacy and family‑office style offerings such as bill tracking and payment, vendor and professional coordination, private investment facilitation, and philanthropic management; Sound Legacy reports approximately $102 million in discretionary assets under management for 41 client relationships and operates with two advisors.

The firm manages portfolios on a discretionary basis and combines both passive and active approaches, drawing on fundamental, technical, charting, cyclical and relative‑strength analysis to construct models and ETFs, with tactical asset allocation, trend‑following overlays and a defined sell discipline to manage risk. Sound Legacy offers both diversified model portfolios and a fixed‑income‑only program, and may work with certain high‑net‑worth clients on customized strategies that can include leverage or cash as a strategic asset.

Compared with many peers of similar size, Sound Legacy is notable for its recent transition from state registration to SEC registration while remaining a small advisory team, and for offering negotiated, flat‑fee family‑office and multi‑generational planning services that go beyond standard investment management. The firm uses a single primary custodian arrangement (with custodial research and technology services supporting its investment process), maintains formal policies on trade aggregation and personal trading, and documents standing letters of authorization and custodial reporting practices for clients.

Client services

Financial planning Portfolio management

Expertise

Multi-generational wealth transfer Wealth management

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Fee options

Fixed

Flat fees for Multi-Generational Legacy Planning and Family Office Services range from $100,000 to $300,000 annually, charged quarterly, negotiated per client

Percentage

$0 - $2,000,000: 1.00% annually - Diversified Accounts $2,000,001 - $5,000,000: 0.85% annually - Diversified Accounts $5,000,001 - $10,000,000: 0.55% annually - Diversified Accounts $10,000,001 - $25,000,000: 0.45% annually - Diversified Accounts $25,000,001+: 0.40% annually - Diversified Accounts $0 - $2,000,000: 0.45% annually - Fixed Income Only Accounts $2,000,001 - $5,000,000: 0.35% annually - Fixed Income Only Accounts $5,000,001 - $10,000,000: 0.30% annually - Fixed Income Only Accounts $10,000,001+: 0.20% annually - Fixed Income Only Accounts

Commissions

Certain supervised persons may offer securities brokerage services under separate commission arrangements

Other

Minimum fee: Minimum annual fee of $5,000; for accounts under $250,000 minimum fee is discretionary and less than standard fee Fee-only: Fee-only advisory services based on AUM with tiered fee schedules and minimum fees

Main office location

Sound Legacy Wealth Advisors, LLC

10900 Ne 4 Th Street, Suite 2300 2362

Bellevue WA 98004, United States

Number of offices

2

Most active in

Washington

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Joel P

Series 66

Kirkland, WA

Sound Legacy Wealth Advisors, LLC

Joel Petersen is a financial advisor with Sound Legacy Wealth Advisors, LLC in Kirkland, WA, holding a Series 66 designation and 19 years of industry experience. Prior to joining Sound Legacy in 2020, he worked at Bank of America and Merrill Lynch from 2011 to 2019. Outside of his advisory role, he serves on the board of the Rotary Club of Emerald City and holds board and management positions in several non-investment related businesses, including a licensed streaming technology reseller and a manufacturer of AI-based sports cameras. Sound Legacy Wealth Advisors provides discretionary investment management and integrated financial planning to individuals, high-net-worth clients, trusts, estates, qualified purchasers, and some institutional clients. The firm uses a combination of passive and active investment techniques tailored to client suitability, risk tolerance, and time horizon, while offering multi-generational legacy and family-office style services under separately negotiated engagements.

Multi-generational wealth transfer Wealth management
user avatar

Tera P

Series 63, Series 65

Kirkland, WA

Sound Legacy Wealth Advisors, LLC

Tera Probst is a financial advisor at Sound Legacy Wealth Advisors, LLC in Kirkland, WA, holding Series 63 and Series 65 licenses with five years of industry experience. She previously worked for Banc of America Investment Services, Inc. for 20 years and Seafirst National Bank for 27 years. Sound Legacy Wealth Advisors provides discretionary investment management and integrated financial planning to individuals, high-net-worth clients, trusts, estates, qualified purchasers, and some institutional clients. The firm uses a combination of passive and active investment techniques tailored to client suitability, risk tolerance, and time horizon, and offers multi-generational legacy and family-office style services.

Multi-generational wealth transfer Wealth management
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