Sound Wealth LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$28,517,662
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
44
23% high-net-worth
Advisors
1
of 3 employees
Firm type
Supported
1-4 advisors or >$200M in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
44
TypicalAverage account size
$648,129
About
Sound Wealth LLC is a fee-only registered investment adviser that serves individuals (including high-net-worth clients), employer plan sponsors, and other business clients. The firm provides discretionary investment management, project-based and ongoing financial planning, and retirement plan consulting.
The firm’s investment approach is grounded in modern portfolio theory and strategic asset allocation, blending passive and active vehicles with factor-based tilts such as value, momentum, and smaller-cap exposure, and generally favoring longer-term holdings with tactical short-term trades when appropriate. Planning and portfolio oversight are integrated, and the firm can advise on “held-away” accounts via a third‑party order management link with client authorization while relying on select institutional custody platforms.
Sound Wealth operates as a solo-practitioner practice, an uncommon structure among its peers, so clients typically work directly with a single advisor who also serves as the firm’s compliance officer. The principal also operates an affiliated tax preparation practice (allocating about 10% of his time), holds multiple professional credentials (including CFP® and EA), and commonly recommends specific custodial platforms and third‑party technology for account aggregation and held‑away access — features that distinguish the firm from larger, multi‑advisor firms.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Business ownership considerations
Business exit / sale strategy
Retirement income strategy
Occupation focus
Founder/Business Owner
Executive
Fee options
Project-based financial planning fixed fees up to $20,000; Ongoing planning includes fixed monthly fees up to $4,000; initial fee up to $3,000.
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $3,000,000: 0.90% $3,000,001 - $5,000,000: 0.75% $5,000,001+: 0.60%
Project-based financial planning hourly rate of $350 per hour.
Ongoing financial planning monthly fee paid in advance, up to $4,000, negotiable.
Fee-only: Financial planning fees: Ongoing planning fees up to $4,000/month; initial planning fee up to $3,000; project-based planning fixed fees up to $20,000 or hourly at $350/hr.
Main office location
Sound Wealth LLC
10000 Lincoln Drive E, Ste 201
Marlton NJ 08053, United States
Number of offices
1
Most active in
Sound Wealth LLC has reported serving >5 clients in these states in the last 12 months.
Illinois · New Jersey · Pennsylvania · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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