Soundview Private Wealth Advisors

Soundview Private Wealth Advisors provides discretionary asset management and related financial planning primarily for individuals and high‑net‑worth clients, typically requiring a $500,000 account minimum. As of July 1, 2026 the firm reported approximately $65.6 million in discretionary assets across roughly 70 client accounts and charges percentage‑of‑AUM advisory fees on a breakpoint schedule.

Investment programs are customized to each client’s goals, time horizon and risk tolerance and draw on Modern Portfolio Theory as well as technical analysis and charting; the firm manages accounts on a discretionary basis and conducts quarterly reviews. Trades are executed through Charles Schwab & Co., the firm includes cash in its fee calculations, and portfolios may include long‑term holdings as well as hedged equity and alternative strategies.

Structurally, the adviser is organized as Ridgeview Holdings LLC d/b/a Soundview Private Wealth Advisors rather than as a sole practitioner, an organizational characteristic that is less common among independent firms. The firm is also notable for managing a relatively large asset base for a small adviser team while making a wide range of complex investment types available (including private placements, hedge funds, structured notes, managed futures and energy infrastructure), and for operational practices such as not aggregating trades and not voting client proxies.