A complete list of active advisors currently associated with Sousa Financial

Warmer can help you find a great advisor at Sousa Financial or one who fits your needs even better.

The firm provides investment advisory and financial planning services to individuals, trusts and estates, and accepts a limited number of pension or profit‑sharing plan clients. It offers managed accounts through a Vision2020 Wealth Management Platform and access to third‑party programs (SEI and SIMCO), and also conducts insurance brokerage activity. Portfolios are built using asset‑allocation software, a client risk‑tolerance questionnaire and both fundamental and technical analysis, with a primary emphasis on mutual funds and generally long‑term holdings. Management is largely nondiscretionary: the firm provides monitoring and rebalancing recommendations but states that changes to allocations are implemented only after client approval. The firm is dually registered as a registered representative of a broker‑dealer and discloses that it may receive commissions, 12b‑1 fees and portions of program fees from program sponsors (including SEI), a set‑up the brochure identifies as a material conflict of interest. That dual registration also constrains custodial and execution arrangements (the firm routes business through its broker‑dealer’s clearing relationship) and the combination of insurance brokerage, receipt of third‑party fees, and a small, primarily nondiscretionary client base are notable contrasts with many independent, solo advisers.

To learn more about the advisors currently working at Sousa Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.