South Coast Planning & Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
South Coast Planning & Wealth Management is a fee-only registered investment adviser that provides wealth management, discretionary portfolio management, and both ongoing and project-based financial planning to individual and high‑net‑worth clients. As of December 31, 2025 the firm reported about $35.3 million in assets under management and generally applies a $100,000 minimum to managed accounts, with limited tax‑preparation services available to a small number of clients for an additional fee.
The firm’s investment approach emphasizes Modern Portfolio Theory while using fundamental and cyclical analysis to inform security selection, and it blends passive and active strategies across mutual funds, ETFs, and individual securities. Portfolios are typically managed on a long‑term basis under discretionary authority, with periodic monitoring and annual reviews, and the firm will construct customized socially responsible (ESG) strategies when clients request values‑based investing.
The brochure notes a pair of advertising practices that are uncommon for similar independent advisers: disclosure of third‑party ratings and the use of client testimonials in marketing materials. The firm also describes reliance on an institutional custodian platform that provides research and operational support, and it references adherence to industry fiduciary codes and professional standards in its Code of Ethics.
Client services
Expertise
Fee options
Fixed fees for financial planning services ranging from $1,000 to $10,000 depending on scope and complexity.
$0 - $499,999.99: 1.20% $500,000 - $2,999,999.99: 0.95% $3,000,000 - $4,999,999.99: 0.80% $5,000,000+: 0.65%
Account minimum: $100,000 (may be reduced or waived on a case-by-case basis) Fee-only: Financial planning fees are fixed and negotiable, ranging up to $10,000 annually for ongoing planning; project-based planning fees range from $1,000 to $10,000 depending on complexity.
Main office
222 Milliken Blvd
Fall River MA 02721
Advisors at this office
1
Most active in
Massachusetts · Rhode Island
Also doing business as
South Coast Planning & Wealth Management · South Coast Planning & Wealth Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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